Supervision on the move: the impact of corporate compliance

The nature of prudential supervision is changing. While the US Federal Reserve supervisory model has been around for years, it has now become the prevailing model for financial institutions. Although the challenges of increased supervision are more pronounced for newly-minted bank holding companies, the effects of closer scrutiny are being felt by all institutions regardless of which agency is administering the rules. In this new era of supervision, companies must grapple with an increased focus on risk governance, which calls for, among other things, comprehensive and robust corporate compliance frameworks.

Is your organization prepared? What kinds of demands do these developments place on your institution, and how far reaching are they? As a bank holding company, how can you make the most of the opportunities ahead within this regulatory framework?

This panel discussion will offer insight into these questions and more as well as discuss the risk, compliance and IT implications of this prudential supervisory model. Hear how investments in enhanced risk governance - far from being a compliance exercise - can position your organization to compete successfully in today's challenging environment.